Core Services
Financial Planning
- Goals, cash-flow & budgeting
- Retirement readiness & distribution planning
- Education funding strategies
- Insurance review (life, disability, long-term care)
Investment Management
- Evidence-based, diversified portfolios
- Personalized risk alignment & rebalancing
- Tax-aware asset location & loss harvesting
- Institutional-level strategies (e.g., DFA)
Tax-Conscious Strategy
- CPA-led planning integrated with your investments
- Retirement income & Roth conversion analysis
- Charitable giving & donor-advised funds
- Coordination with your tax preparer
Planning Areas We Cover
Retirement
- 401(k)/403(b)/IRA optimization
- Pension options & Social Security timing
- Withdrawal strategy & sequence of returns
Estate & Legacy
- Beneficiary & titling review
- Trust & will coordination with your attorney
- Philanthropy planning
Risk Management
- Coverage gap analysis
- Liability & umbrella considerations
- Business & key-person review (if applicable)
Business Owners
- Tax-efficient entity & compensation design
- Retirement Plans (SEP, Simple, i401(k) and 401(k))
- Succession & exit planning coordination
How We Work Together
Discovery
A complimentary conversation to understand goals and confirm fit.
Plan & Implement
A coordinated strategy across investing, taxes, and risk.
Monitor & Meet
Ongoing oversight, rebalancing, and regular reviews.
FAQs
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Are you Fee Only and a Fiduciary?
Yes we are both Fee Only and a Fiduciary.
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Do you work with my CPA or Attorney?
Absolutely. We believe coordinated financial planning works best when your entire team—financial planner, CPA, and attorney—are aligned. If you don’t currently have a CPA or need additional tax expertise, our affiliated firm, Carlson Tax and Accounting, LLC, can provide comprehensive tax and accounting support.
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Is there an account minimum?
No. Everyone deserves access to professional financial advice, no matter where they start. Our advisory fees are based on the total amount of assets we manage for you, but there’s no minimum investment required to begin working with us.
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How often will we meet or communicate?
We believe consistent communication is key to your success. We typically meet with clients 1 – 3 times / year or as needed to review progress, adjust investment strategies, and ensure your financial plan stays aligned with your goals and life changes. We also send out quarterly performance reports and our custodian sends out monthly reports. To schedule an ad hoc meeting simply either call our office or click on the link to schedule a meeting.